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Critical Lines in the Halloween Gambit
By  Paul  Keiser

The article below has been updated by the author in October 2005.  Read the latest analysis in this pdf file.

Part 1

Reprinted with the kind permission of the author.  This article was originally published in Issue 8 of the Unorthodox Openings Newsletter, edited by Davide Rozzoni.

Berlaar, January 2003

Introduction

The Halloween Gambit was already known by Oskar Cordel in 1888 who pointed to the formidable attacking possibilities  in his « Fuerher der Eroeffnungstheorie «  but  concluded that this finally was not worth the sacrifice.

In that time the gambit was called the Mueller-Schultze gambit, but Rainer Schlenker, well known by all Unorthodox chess lovers, re-baptized it as the Halloween Gambit in his magazine « Randspringer » in December 1993.  The name is founded on the fact that players who are for the first time confronted with the surprising and unexpected fourth move of white become so shocked as if they were suddenly confronted with the horror of some scary Halloween mask.

Indeed, this fourth move is shocking. After : 1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 when  Black is expecting a normal Four Knights Game move as 4.Bb5, White surprisingly takes the pawn on e5 (diagram).








A certain Steffen A. Jakob, German chessplayer and computer programmer was heavily touched by the Randspringer article and created Brause.  Brause was a clone of the chess program Crafty loaded with a Halloween gambit opening book and played more than 3000 internet games in the period from 1996 to 1998 in which it scored 72 %. Jakob constantly changed and improved the opening book of Brause up to more than 500 sub-variations.

Brause showed in a lot of short games how deadly  this gambit could be.  One example : 1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4 Nc6 (this is one main line, the other one is 5 ..Ng6),  6.d5 Nb8 7.e5 Ng8 8.d6 c6 9.Bc4 f6 10.Qh5+ g6 11.exf6 Qxf6 12.Qe2+ Kd8 13.Ne4  and Black resigned Brause (2355)-Betrueger (2315),ICC,1997,1-0(13).

In these days  the theory of the Halloween gambit knows a second revival due to new analyses of Maurits Wind and to the extended power of chess programs as Fritz and Hiarcs. 

This article is in large part based on an extended analysis by FM Maurits Wind which is going to appear in the German magazine Kaissiber nr 20, an article which will be very interesting for all Halloween fans.

In this article I want to summarize the lines I have met most frequently while playing this gambit, and how to handle so-called refutations and critical lines.

Model game

1.Nc3

The preparation part : the Queens pawn opening is the best way trying to reach the Halloween. Via e2-e4 it’s  more difficult : black has more ways to deviate (Sicilian, Caro-Kann, etc.)

1...e5
2.e4 Nf6
3.Nf3 Nc6
4.Nxe5?!

Here the fun starts!

4...Nxe5

What does White get for the piece?  A pawn and the center.  Not enough? Let's try it out.

5.d4

Now we are in the second and most amusing part : the hunt for the Knights. The following White moves are not hard to find.

5...Nc6

Ng6 is the other main line.

6.d5 Ne5
7.f4 Ng6
8.e5 Ng8

The third part of the game : searching for combinations. White has the center, and his bishops are free to run.  If there was not the loss of the piece, White would already  have a superior position.  The strategy is : try to hamper Black's development while attacking, and look for a way to get definitive advantage.

9.d6

Now after cxd6 exd6  White is menacing Qe2 to win back the piece with the better pawnstructure.

9...a6

Black is afraid of the manoeuvre Nc3-Nb5-Nc7.

10.h4

The queenside defended by a6 ? No problem, the point of attack will be  switched to the kingside. There still is a knight waiting for us.

10...cxd6
11.exd6 Qf6
12.Qe2+ Kd8
13.Nd5

What follows is typical play in this kind of position.

13...Qxd6
14.Be3

14...Qxd5 being impossible because of 15. Bb6+ and the game is over








14...Nxf4

Black decides to give the piece back, but he still is vulnerable : pawn d7 is isolated and the King has to stay in the middle.

15.Nxf4

Fourth part of the game : trying to win a won position.

15...Ne7
16.Nd3 Nd5
17.0-0-0 Nxe3
18.Qxe3 Qe6
19.Qd4 Qxa2
20.Qb6+ Ke8
21.Re1+ Be7
22.Nb4

With Nd5 in the air.

22...Qa1+
23.Kd2 Qxe1+
24.Kxe1 h5
25.Nd5 Rh6
26.Nc7+ Kf8
27.Nxa8 Rxb6
28.Nxb6

and Black resigned, as he will lose the bishop too.  keiserpaul (1918)-Thedrum (1748),gameknot,2002,1-0

Index of Variations

The Gambit Declined

     1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe4 !?

The Gambit Accepted

     1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4

The Nc6 Section

     5. .. Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 0.exd6 Qf6 11.Nb5 Kd8 12.Be3
     5. .. Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qf6 11.Nb5 Rb8

     5. .. Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qb6
     5. .. Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qa5
     5. .. Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Bb4
     5. .. Nc6 6.d5 Ne5 7.f4 Bd6
     5. .. Nc6 6.d5 Ne5 7.f4 Neg4
     5. .. Nc6 6.d5 Ne7 7.e5 Nfxd5
     5. .. Nc6 6.d5 Bb4
     5. .. Nc6 6.d5 Na5
    
5. .. Nc6 6.d5 Nb8

The following sections are covered in part 2 of this article:

The Ng6 Section

     5. .. Ng6 6.e5 Ng8 7.Bc4 c6
     5. .. Ng6 6.e5 Ng8 7.Bc4 d6 8.Qf3 Qd7 9.0-0
     5. .. Ng6 6.e5 Ng8 7.Bc4 d6 8.Qf3 others
     5. .. Ng6 6.e5 Ng8 7.Bc4 d5
     5. .. Ng6 6.e5 Ng8 7.Bc4 Bb4 8.Qf3 Bxc3+
     5. .. Ng6 6.e5 Ng8 7.Bc4 Bb4 8.Qf3 others
     5. .. Ng6 6.e5 Qe7
     5. .. Ng6 6.e5 Bb4

Bb4 and other fifth moves

     5. .. Bb4 6.dxe5
     5. .. Nxe4
     5. .. Bd6
     5. .. Neg4
     5. .. Qe7

Similar ideas

     The Chicago gambit
    
The Halloween  gambit reversed
 

The Gambit Declined

1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe4 !?

Black is not obliged to accept the gambit, but this is very rarely. Why should he ? After all, a knight is a knight !

4.Nxe5 Nxe4 5.Nxc6 Nxc3 6.dxc3 bxc6 7.Bd3 Be7 leads to equality Brause(2590)-scorpiocy 2410),ICS,1997,1-0(29)

The Gambit Accepted

1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4

Nc6 Section

Main Line

The key position of the Nc6 section occurs after following main line:

1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4 Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qf6 11.Nb5 Kd8 12.Be3 (diagram)








White has created a strong outpost on d6 .  Black has tried several moves here, but most of them give no satisfaction.

Of course 12. .. a6 is not possible because of 13.Bb6+ Ke8 14.Nc7+ Kd8 15.Nxa8+ Ke8 16.Nc7+ Kd8 17.Nxa6+ Ke8 18.Nc7+ Kd8 19.Nd5+. Very nice !

12. .. Nh6 !?

This is a very strong reply and hard to find an answer to it.

13.Qd2 b6 and now 14.0-0-0 has proved to be bad :

14. .. Ng4 15.Bg1 Qxf4 16.Qxf4 Nxf4 17.Nxa7 Ne6 18.Be2 Ne5 19.Bxb6+ Ke8 keiserpaul(2006)-1962(1878),gameknot,2002,0-1(52)

14. .. Nf5 15.Kb1 Nxe3 keiserpaul (2014)-chessnake (2033), gameknot, 2002, 0-1 (31)

But what else could have been played ?  Moving the Queen a second time 14.Qd5!?(idea : 14. .. Rb8 15.0-0-0 Nxf4 16.Qc4) failed on 14. .. Qe6 and White is obliged to exchange Queens. keiserpaul (2006)-lexherman (2197), gameknot, 2003, 0-1(38) went 15.Qxe6 dxe6 16.Nxa7 bxd6 17.Bxb6 with two pawns for the piece, but this was not enough compensation.

Another interesting idea is the suggestion of M.Wind 14.f5!? forcing the queen capture 14. ..  Qxf5 15.Nxa7 Qe6 16.0-0-0 . A game Keiserpaul(2014)-wakigawa(2137), gameknot, 2003, 0-1 (43) went 15. .. Rb8 16.Nxc8 Rxc8 17.Bxb6+ Ke8 18.Bc7 Be7! 19.c3 Bg5 20.Qd3. Also in this game white has not enough compensation with 2 good pawns for the piece.

In this line the move 15.Bd3! leaded to a drawn by threefold repetition in Lexherman(2276)-keiserpaul(1947),gameknot,2003,(43) after 15. .. Qh5 16.Be2 Qe5 17.Bd4 Qf4 18.Be3 Qe5 (18. .. Qh4+ 19.g3 Qa4 does not promise much).

12. .. Qxb2 ?!

The logical idea of making room at f6 and taking a pawn at the same moment fails on 13.Bd4 Qb4+ 14.c3 Qa5 (14. .. Qb2? 15.g3 traps the Queen) 15.f5 Ne5 (15. .. a6 16.Nc7 Rb8 17.fxg6 hxg6 18.Nd5 += analyse Wind) 16.Bxe5 a6 and now not 17.Qd5 17...Nh6 18.Qd4 axb5 19.Bf6+ gxf6 20.Qxf6+ Ke8 21.Qe5+ Kd8 22.Qxh8 Ng8! as in keiserpaul(2004)-lanesra(1936),gameknot,2002,0-1(54) but Antonio Torrecillas winning suggestion of 17.Qh5! axb5 18.Qxf7 Nh6 19.Bf6+ gxf6 20.Qxf6+ Ke8 21.Be2

12. .. b6 ?!

The idea of fianchetting the bishop gives White the opportunity to execute his aggressive plan by taking the a7 pawn 13.Qd5 Rb8 14.0-0-0 Bb7 15.Qd2 ( Wind opts for 15.Qc4 Rc8 16.Qa4) Qe6 16.Nxa7 Ba8 17.Qc3 Bxd6 18.Bc4 Qe7 19.Rhe1 27.Nb5 keiserpaul (2022)-beardsleyx (1906), gameknot, 2002,1-0(27)

12. .. Nxf4 ?!

Doesn’t help Black's development either 13.Qd2 Ne6 14.0-0-0 Qg6 (14. .. b6 15.Bc4 Wind) 15.Bd3 Qg4 16.Qa5+ Ke8 17.Bf5 Qxg2 18.Bxe6 fxe6 19.Nc7+ Kf7 20.Qh5+ Qg6 21.Qe5 Nf6 22.Rdf1 b6 23.Rhg1 Rb8 24.Rxg6 Harms,F-Moeckel,J,TGT ICCF,1998,1-0(24)

12. .. Qe6 ?

13.Qd4 Nf6 14.0-0-0 Qe4 15.Qc3 Qc6 16.Qb4 Ne4 17.f5 with advantage for White (analysis M.Wind)

Deviations on the Main Line

Deviation A)    11. .. Rb8

The Plasma Variation

1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4 Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qf6 11.Nb5 Rb8

Brause inconsistently plays 12.Be3 here but Schiller’s Qe2 looks better.

12.Qe2+ Kd8 13.Be3 b6 14.0-0-0 Qe6 p.e. 15.Nc7 Qxa2 16.Bxb6 Nf6 17.Ne6+ Ke8 18.Nxg7#

Deviation B)    10. .. Qb6

1.e4 e5 2.Nc3 Nf6 3.Nf3 Nc6 4.Nxe5 Nxe5 5.d4 Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qb6

B1) 11. Qe2+ ?!

11. .. Kd8 12.f5 (diagram)








Black has played :

12. .. Bxd6 !

Following the Brause DB where White scores 100% , White has not to be afraid for a Black attack and can simply continue his development. But this is not true if we take a closer look. Brause had switched from 14.Nb5 to 14.h3, but both moves are inadequate.

13.fxg6 hxg6 14.Nb5 Bg3+ 15.Kd1 a6 (15. .. Rxh2! 16.Rxh2 Bxh2 17.Be3 Qa6 18.Qf3 qf6 and Black is a pawn up) 16.Qf3 Nf6 17.Be3 Qe6 18.Qxg3 axb5 19.Bxb5 Rxa2 20.Rxa2 Qxa2 21.Bb6+ Ke8 22.Qc7 Qa8 23.Qd8 Brause(2375)-sadatsugu(1895),ICC,1997,1-0(23)

13.fxg6 hxg6 14.h3 Nf6 15.Qf3 Re8+ ( 15. .. Be5! 16.Be2 d6 and Black was better in paulkeiser (2014)-harryman (1974), gameknot,0-1(45)), 16.Be2 Bc5 17.Rf1 Be3 18.Kd1 Qd6+ 19.Bd3 Bxc1 20.Kxc1 Brause (2505)-SirJames (2060), ICC,1998,1-0(43)

12. .. Nh4 ?!

Black cannot save the knight 13.Qg4 Nxg2+ 14.Bxg2 Nf6 15.Qg3 Bxd6 16.Qxg7 Re8+ 17.Ne2 Nh5 18.Qg5+ f6 19.Qxh5 Brause(2555)-OLTS (1995), ICC,1998,1-0(19)

12. .. Nf6 ?!

This development move cannot stop white’s aggression

13.fxg6 hxg6 14.Qc4 Brause(2700)-Drk(2355),ICC,1998,1-0(21)

B2) 11. Nb5

Results in a balanced position according to M. Wind. He gives following analysis : 11. ..Kd8 12.f5 Ne5 13.Bf4 f6 (13. .. Nc6 !?) 14.Qd2 Qc6 (the point of white’s play is that 14. .. a6? fails to 15.Be3 +-) 15.0-0-0 A) 15. .. a6 16.Na3 b5 17.Bxe5 fxe5 18.Nc4 bxc4 19.Qa5+ Ke8 20.Qxe5+ Kd8 =  B) 15. .. b6 16.Nc7 Bb7 18.Nxa8 Bxa8 18.h4 idea Rh3

Deviation C)    10. .. Qa5

1.e4 e5 2.Nc3 Nf6 3.Nf3 Nc6 4.Nxe5 Nxe5 5.d4 Nc6 6.d5 Ne5 7.f4 Ng6 8.e5 Ng8 9.d6 cxd6 10.exd6 Qa5

This move is not very popular, so I can only give the comments and analysis of M. Wind :

Following Wind this prevents Nb5 and brings Qb4 in the position to capture pawn d6. White has two replies, one solid and one very sharp. He gives 11.Qd4! (prevents Qb4 and invites an exchange of queens) Qb6 12.Qxb6 axb6 13.Nb5 Ra5 14.Be3 (14.f5!? Ne5 15.Be3) 14...Rxb5 15.Bxb5 Bxd6 16.Bd4 f6 17.g3 Bc5 18.Bc3 roughly equal 11.Bc4!? Nh6 [11. .. Qb4 12.Qe2+ Kd8 13.Bxf7 ] 12.h4! Nf5 13.h5 Ngh4 14.Qe2+ Kd8 15.Bd2 Bxd6 (15...Nd4 16.Qd3 Qxh5) 16.0-0-0 nice compensation, but very unclear.

Deviation D)     6.  .. Ne5 7.f4 Ng6 8.e5 Bb4 !

9.exf6 Bxc3+ 10.bxc3 Qxf6 Black has attacking possibilities and the better pawn structure Brause-crafty,ICS,1997,0-1(127)

Deviation E)     6. ..  Ne5 7.f4 Bd6 !?

8.fxe5 Bxe5 now that the advance d5 is played and the f4 pawn has disappeared is the bishop well placed on e5 evbad (2390)-agrino (2420), ICC, 1997,0-1(65)

Deviation F)     6. ..  Ne5 7.f4 Neg4 !?

This is a suggestion of Bradley Zang : “If you are afraid of the Halloween Gambit just give back the knight. Black will have the better endgame.” 1.e4 e5 2.Nf3 Nc6 3.Nc3 Nf6 4.Nxe5 Nxe5 5.d4 Nc6 6.d5 Ne5 7.f4 Neg4 8.e5 Bc5 9.exf6 Nxf6 10.Qe2+ Qe7 11.Qxe7+ Kxe7

Deviation G)     6. ..  Ne7 7.e5 Nfxd5

8.Nxd5 c6 followed by Nf6. Black has obtained equality.

Deviation H)     6.  .. Bb4 !?

White can take the Knight and if black exchange Bishop for Knight , White has the better game due to his bishop pair. 7.dxc6 Bxc3+ 8.bxc3 dxc6 9.Qxd8+ Kxd8 Brause(2570)-Axl(2755),ICC,1997,1-0(30)

But Black can do better with 7. .. Nxe4 and now 8.Qd4 Qe7 [ Brause plays 9.Be3?! but was never confronted with 9. .. f5! Which lead to a dubious position according to M. Wind ] 9.Qxg7 Nxc3+ 10.Be3 Nd5+ 11.c3 Rf8 12.cxb4 Nxe3 13.fxe3 Qxb4+ 14.Kf2 dxc6 15.Be2 roughly equal.

Deviation I)     6.  .. Na5 !?

Brause had a score of only 42 % after this move but could have played better. Dorobanov(2425)-Tremere(2740),ICC,0-1(25) went 7.e5 Qe7 8.Qe2 Ng8 9.Nb5 Kd8 10.d6 cxd6 11.exd6 with an early Queen exchange, but with 10.Nxc7!? Rb8 11.d6 Qh4 12.g3 White could have keep on the pressure.

Deviation J)     6.  .. Nb8 !?

7.e5 Qe7 [An analysis of M. Wind goes 7...Ng8 8.d6 cxd6 9.exd6 with sufficient compensation after 9. .. Qa5! (9...Qf6 10.Nb5 Na6 11.Bc4; 9...Qb6 10.Nb5 Na6 11.Bc4) 10.Bf4 Nc6 (10...Qb4? 11.Qd2; 10...Nf6 11.Bc4) 11.Bc4 (11.Qe2+ !?) Qf5 12.Bg3 Nd8 13.0-0 Ne6 14.Nb5 Kd8 15.Re1] 8.Qe2 Ng8 9.d6 Qe6

8.Qe2 Ng8 9.d6 Qe6 10.Nb5 Na6 and Black has a good position.

 

Also Read: Part 2
Covering the Ng6 Section, Bb4 and other fifth moves,
The Chicago Gambit, and The Halloween  Gambit Reversed,
PLUS game downloads.

 

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