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An Introduction to Chess Strategy for the Novice Player

Exploiting Open and Half Open Files

Part II

In Part I of this article we talked about open files and their role in positional chess. This week we are going to expand the discussion to include semi-open files, as well as methods for opening a file and attacking a semi-open file. Once the minor pieces have been developed and posted to their best available squares, the opening has been completed. The posting of the rooks to their best squares generally signifies the start of the middle game.

The type of opening you play has a great deal of impact on both your pawn structure and on how you will deal with open and semi-open files. The types of formations that come out of the opening can generally be classified into three categories. Open formations feature open files and are often referred to as open games. These types of formations usually result from 1.e4-e5 openings such as the Giuoco Piano, the Scotch Game, and assorted gambits, since they almost always include the early opening of at least one file. Occasionally, they also include the Ruy Lopez, although its character can vary substantially based on the inclination of both the White and the Black sides. Closed formations usually result from Queen Gambit Declined types of opening such as the Orthodox Defense to the Queen’s Gambit as well as some of the Indian formations, which are closely related.

Naturally, there are all kinds of exceptions to this. A closed formation can be defined as one where there are initially no open or semi-open files. Semi-Open games refer to games where there are semi-open files, i.e. files with only one pawn on them. These types of openings include the Caro-Kann, the French Defense, the Sicilian, and again, some of the Indian defenses as well.








The diagram above  is a position from the Exchange Variation of the French Defense. Popular in the 19th century, it is not seen as much in modern chess because of White’s inability to take advantage of the open e-file. The symmetrical pawn structure tends to lead to equality, and while Black must be careful, there are other lines in the French that are more attractive to White. The general rule on opening a file is not to open it until you can control it. In the following game, White uses an outpost for his Knight on e5 to seize control of the file he has opened.

Maroczy,G - Rubinstein,A [C01]
Prague (17), 1908
[click here for an interactive board]
1.e4 e6 2.d4 d5 3.exd5 exd5 4.Nf3 Nf6 5.Bd3 Bd6 6.0–0 0–0 7.Bg5 Bg4 8.Nc3 c6 9.h3 Bh5 10.g4 Bg6 11.Ne5 Be7 12.f4 Bxd3 13.Qxd3 Nbd7 14.Rae1 Re8 15.Re2 Nxe5 16.fxe5 Nd7 17.Bc1 Nf8 18.Nd1 c5 19.c3 Rc8 20.Be3 cxd4 21.Bxd4 Bc5 22.Ne3 Ng6 23.Qf5 Rc7 24.Rfe1 Bb6 25.Bxb6 axb6 26.Nc2 Rce7 27.Nd4 Qb8 28.Nf3 f6 29.exf6 Qg3+ 30.Kf1 Qxh3+ 31.Kf2 Rxe2+ 32.Rxe2 Rxe2+ 33.Kxe2 gxf6 34.Qxd5+ Kg7 35.Qxb7+ Kh6 36.g5+ fxg5 37.Qxh7+ 1–0

Semi-open files represent a different case. Semi-open files have only one pawn on them, as in the diagram below.








Here the idea is to occupy the semi-open files with your rooks and put as much pressure as you can on the pawn. Nimzowitsch called this concept restraint. Once the pawn had been restrained, the strategy is to weaken it, usually through the concept of a “minority attack” which will lead to significant weaknesses in your opponent’s pawn structure. Using your control of the semi-open file, the idea is exploit the weak pawns and either win one, or cause your opponent’s game to buckle somewhere else. One of the most common examples of the minority attack is in the Exchange Variation of the Queen’s Gambit Declined. This variation is very popular because it avoids a lot of the complications of other variations such as the Cambridge Springs, the Manhattan, or Lasker’s Defense. Here is an example from Venice 1950 between A. Kotov (he of Think Like A Grandmaster fame and Ludek Pachman, a Czech grandmaster who also wrote many fine books, including Modern Chess Strategy.

Kotov,A - Pachman,L [D65]
Venice (4), 1950
[click here for an interactive board]

1.d4 e6 2.c4 Nf6 3.Nc3 d5 4.Bg5 Be7 5.e3 0–0 6.Nf3 Nbd7 7.Rc1 a6 8.cxd5 exd5 9.Bd3 Re8 10.0–0 c6 11.Qc2 Nf8

Black has plenty of resources on the Black side of the Exchange Variation. It was moves like this that encouraged me to begin looking at e4

12.a3 g6 13.b4 Ne6 14.Bxf6 Bxf6 15.a4








The beginning of the minority attack.

15...Ng7 16.b5 axb5 17.axb5 Bf5 18.Bxf5 Nxf5

Black is trying to trade off pieces to ease the burden of defending his position.

19.bxc6 bxc6

Black now has a backward c-pawn. White must now restrain it, and then destroy it to convert his advantage into a win.

20.Na4 Rc8 21.Qc5 Nd6 22.Nd2 Re7 23.Rb1 Rb7 24.Rxb7 Nxb7 25.Qa7 Nd6 26.Qa6 Qc7 27.Rc1 Bd8 28.Nc5








The Knight is blockading the backward c-pawn. The fact that it is on a white square makes it difficult for black to defend.

28...Qa5 29.Qd3

An exchange of Queens would have eased Black's position somewhat.

29...Qb5 30.g3

White creates a luft, or breathing space for his King.

30...Bb6 31.Rb1 Qxd3 32.Nxd3 Ba5 33.Nb3

Still restraining the backward c-pawn and attacking the bishop at the same time.

33...Bd8 34.Nbc5 Be7 35.Nd7 Rc7 36.Nb8 Nc4 37.Ra1 Rc8 38.Nd7 Rc7 39.Ra8+ Kg7 40.N7e5 Nxe5 41.Nxe5 Bd6 42.Nd3 Kf6








The critical error! Kotov thought that h5 was the correct move here, while Pachman thought it was f5.

43.g4

This prevents h4 and prepares g5, which has the effect of fixing the h-pawn at h7 and making the bishop "bad". (Euwe and Kramer)

43...Ke6 44.Kg2 Rb7 45.Re8+ Re7 46.Rh8 f6 47.h4 Rb7 48.Kf3 Rf7 49.Re8+ Re7 50.Rd8 Ra7 51.Nc5+ Ke7 52.Rc8 Bxc5 53.dxc5 Kd7 54.Rh8 Ke6 55.Rd8 Ke7 56.Rd6 Ra6 57.g5 fxg5 58.hxg5 Kf7 59.Kg3 Ke7 60.f3 Ra3 61.Kf4 Ra4+ 62.Ke5 Ra3 63.Rxc6 Rxe3+ 64.Kxd5 Rd3+ 65.Ke4 Rc3 66.f4 Rc1 67.Rc7+ Kd8 68.Rxh7 Rxc5 69.Rf7 [69.Rf7 Rc6 70.Ke5 Rc5+ 71.Kf6 Rc6+ 72.Kg7 Rd6 73.Rf6]

1–0

In summary the minority attack can be defined as follows:

(1) The advance b2-b4 sometimes supported by a2-a4.
(2) The occupation of the farthest available square on the semi-open file, usually c5 in the case of White.
(3) The exchange of the black pawn on c6 leaving Black with a backward c-pawn.

Black’s counter chances lie in the following ideas:

Kingside attack using the half open file as a basis for the attack and attempting to occupy the furthest available square on the semi-open king file, usually e4.
The prevention of b4 by a5.
Permitting b4 then trying to weaken c4 either by b4 for Black in combination with Nd6 or Nb6.
Defending the Queenside in such a way that b5 can be met c5 on Black’s part.
Provoke a4 using a6 and then answering b5 with axb5, axb5 and a4 creating a passed a pawn.

Filip,M - Szabo,S [D36]
Bucharest (3), 1953
[click here for an interactive board]
1.d4 d5 2.c4 e6 3.Nc3 Nf6 4.cxd5 exd5 5.Bg5 Be7 6.e3 0–0 7.Qc2 Re8 8.Nf3 Nbd7 9.Bd3 Nf8 10.0–0 c6 11.Rab1 g6 12.b4 Ne6 13.Bh4 Nh5 14.Bxe7 Rxe7 15.Na4 Rc7 16.Rfc1 Nhg7 17.Qb3 Bd7 18.Nc5 Be8 19.Rc3 Rac8 20.Rbc1 Ng5 21.Nxg5 Qxg5 22.b5 cxb5 23.Nxb7 Rxc3 24.Rxc3 Rxc3 25.Qxc3 Qg4 26.Nd6 Bd7 27.Qc7 Nh5 28.Bxb5 Qd1+ 29.Bf1 Qa4 30.Qd8+ Kg7 31.Qe7 Be6 32.Ne8+ Kg8 33.Qd8 Kf8 34.Nc7+ Kg7 35.Nxe6+ fxe6 36.Qe7+ Kh6 37.g4 Ng7 38.Qh4+ Nh5 39.gxh5 g5 40.Qg4 Qxa2 41.Qxe6+ Kxh5 42.Qh3+ Kg6 43.Bd3+ 1–0

In closing, let’s look at some general principles with regard to controlling open files. First, occupying a file does no good unless you can gain control of the file and hold on to it. In order to do this, make sure that you don’t make an exchange that is going to open a file unless you are in a position to gain control of that file with your rooks and possibly with your Queen as well. If you aren’t able to gain advantage from opening the file, then you have to make suitable preparations, so that when you do open it, your heavy pieces are in a position to control it while your minor pieces are able to occupy or control strategic squares down the file. Be aware of the type of openings that you are playing and the formations that result from those openings. This will enable you to prepare for the type of play that will occur and allow you to adjust your style accordingly.

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